Dates Protocol
will be in effect: from
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to
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This form must be typed; we will not accept handwritten protocols.
Is this protocol related to an external grant or contract
application?
Yes
No
If "Yes," complete the following:
Agency:
Date Submitted:
/
/
Grant # :
Project Title: (If project relates
to a grant or contract application, give that title; if the
project is related to a class, give the course name and number)
I. PERSONNEL
Investigator/Instructor:
Department:
Campus phone:
Emergency phone:
Attending Veterinarian (if necessary):
Phone:
Emergency phone:
List all individuals that will handle animals using this
protocol (If a class then so specify). Please separate
names with commas.
Has the investigator/instructor and all personnel listed
above received the appropriate vaccinations (tetanus, rabies)?
Yes
No
Is it necessary for personnel listed on this protocol to
be tested for TB?
Yes
No
The Principal Investigator/Instructor must be willing to
provide appropriate supervision for all persons working on
this protocol. In the case of a class, the Instructor must
be responsible for training any students in classes involved
prior to using animals.
II. Project Description
A. Summary (Write a brief description of your project, using
lay terminology):
B. Describe in detail the procedures you
will follow. You may do this in either of two ways (check one,
and follow the associated instructions):
Accompanying documentation
(If you need more space, please e-mail additional pages
to smech@alb.edu or
send printed copies via campus mail to Stephen Mech)
-OR-
By reference to previously published work (provide
a complete bibliographic citation here, attach a copy of
the work, and describe any variations from the published
technique).
(If you need more space, please e-mail
additional pages to smech@alb.edu or
send printed copies via campus mail to Stephen Mech).
C. Rationale for Involving Animals and the Appropriateness
of the Species and Number Used:
In the box below, indicate briefly the
short and/or long-term benefits (to humans and/or other
animals) of this use of animals for research, teaching
or demonstration. Also state briefly why living animals
are required for this study, rather than some alternative
model.
(If you need more space, please
e-mail additional pages to smech@alb.edu or
send printed copies via campus mail to Stephen Mech)
D. Do the procedures described
in B above, have the potential to inflict more than momentary
pain or distress? (this
does not include pain caused by injections or other minor
procedures)
Yes
No
If yes please answer the following: I have considered alternatives
to procedures that might cause more than momentary or slight
pain/distress and I have not found such alternatives. I have
used the following methods and sources to search for such alternatives:
(Detail methods below)
III. Animal Use
A. List all animal species to be used.
1 Individuals using ectotherms need to only
approximate numbers.
2 Individuals using fish or
other ectotherms need not answer this question.
Is any species threatened or endangered?
Yes
No
B. Source of animals
If "Donated," please list source:
If "Purchased," is the supplier a USDA approved source?
Yes
No
If "No," please explain why below:
C. Will surgery be conducted on animals?
Yes
No
If "Yes," complete
this section:
Non-Recovery Surgery
Recovery Surgery
Multiple Survival Surgery
If "Multiple Recovery Surgery" is checked, complete
section F below.
D. Will Anesthetic(s), Analgesic(s), or Tranquilizing agents
be administered?
Yes
No
If "Yes," complete this section.
E. Will euthanasia be carried out?
Yes
No
If "Yes," complete this section.
If "No," describe disposition of animal(s) at conclusion
of this study.
F. Will special housing, conditioning, diets or other conditions
be required?
Yes
No
If "Yes," please explain: (Be sure to include where animals
will be housed and how care will be handled on weekends
and holidays.)
IV. Toxic and Hazardous Substances
A. Will any of the following be used in these experiments?
1. Infectious agents (Fill out a, b)
2. Toxic chemicals or carcinogens (Fill out a, b)
3. Recombinant DNA (Fill out a)
4. Experimental drugs (Fill out a)
5. Adjuvants (Fill out a)
6. Controlled substances (Fill out a, d)
For each category checked above, answer the questions indicated:
a. Identify the substance(s) and completely describe their
use, including how will be injected or given to the animal(s):
b. Describe all procedures necessary for personnel and animal
safety including biohazardous waste, carcass disposal and cage
decontamination:
c. If transplantable tumors or hybridoma
cells are to be injected into the animals, have the tissues/cells
been tested for inadvertent contamination by viruses or
mycoplasma?
Yes
No
If "Yes," what was the result?
d. Append a complete list of these substances
to this application in the box below, and if their use
is not explicitly explained in the materials already provided,
explain their use and role in the research.
(If you need more space, please e-mail
additional pages to smech@alb.edu or
send printed copies via campus mail to Stephen Mech.)
Please provide the DEA license number covering the use of
these substances:
To whom (or what entity) is the license
issued?
V. Categories of Animal Experimentation Based Upon
Level of Manipulation and Pain:
Checkmark the appropriate letter or letters of categories
that apply:
A.
Animals will be involved in teaching, research, experiments
or tests involving no pain, distress, or use of pain-relieving
drugs.
B.
Animals will be subject to mild stress only (e.g., food
or water deprivation of less than 24 hours for use
in behavioral studies such as operant conditioning; physical
restraint for less than 30 minutes), and will not be subject
to surgery, painful stimuli, or any of the other conditions
described below. Procedures described in this protocol
have the potential to inflict no more than momentary or
slight pain or distress on the animal(s)----that is, no
pain in excess of that caused by injections or other minor
procedures such as blood sampling.
C.
Animals will have minor procedures performed, blood sampling
etc.while anesthetized.
D.
Live animals will be humanely killed without any treatments,
manipulations, etc. but will be used to obtain tissue,
cells, sera, etc.
E.
Live animals will have significant manipulations, surgery,
etc. performed while anesthetized. The animals will
be humanely killed at experiment termination without regaining
consciousness.
F.
Live animals will receive a painful stimulus of short duration
without anesthesia (behavior experiments with flight or
avoidance reactions--e.g., shock/reward) resulting in a
short-term traumatic response. Other examples in this
category are, blood sampling, injections of adjuvants,
or drugs, etc.
G.
Live animals will have significant manipulations performed,
such as surgery, while anesthetized and allowed to
recover. Such procedures cause post-anesthetic pain/discomfort
resulting from the experiment protocol (e.g., chronic catheters.
surgical wounds, implants) which cause a minimum of pain
and/or distress. Also included are mild toxic drugs or
chemicals, tumor implants (including hybridomas). tethered
animals, short-termed physically restrained animals (up
to 1 hour), mother/infant separations.
H.
Live animals will have significant manipulations or severe
discomfort, etc. without benefit of anesthesia, analgesics
or tranquilizers. Examples to be included in this category
are: toxicity testing, radiation sickness, irritants,
burns, trauma, biologic toxins, virulence challenge, prolonged:
restrictions of food or water intake, cold exposure, physical
restraint or drug addiction. All use of paralytic agents
(curare-like drugs) must be included in this category.
Describe any abnormal environmental conditions that may
be imposed. Describe and justify the use of any physical
restrain devices employed longer then 1 hour.
VI. Justifications for Category G Studies and Deviations
from
Standard Techniques
Be as detailed as necessary to justify
your procedure. Use additional pages if necessary; reference
protocol outline number and letter: Describe any steps to
be taken to monitor potential or overt pain and/or distress
during the course of this study and how such pain or distress
will be alleviated.
VII Signatures
(Check One)
Animal Use For Research. I certify that the above statements
are true and the protocol stands as the original or is essentially
the same as found in the grant application or program/project.
The ACUC will be notified of any changes in the proposed project,
or personnel, relative to this application, prior to proceeding
with any animal experimentation. I will not purchase animals
nor proceed with animal experimentation until approval by the
ACUC is granted.
Animal Use For Teaching/Demonstration. I certify that the
information in this application is essentially the same as
contained in the courseoutline and a copy
of the laboratory exercises using animals is on file in the
ACUC office. The ACUC will be notified of any changes in the
proposed project, or personnel, relative to this application,
prior to proceeding with any animal experimentation. I will
not proceed with animal experimentation until approval by the
ACUC is granted.
Department Chairperson's Statement: I have reviewed this
Protocol for Use of Live Vertebrates for Research, Teaching
or Demonstration and accept responsibility for its proper administration
and enforcement.
Typed name:
E-mail:
A confirmation email will be sent to you by the chair
of the ACUC which you will need to print and sign. A physical
signature must be on file for all applications.
Signature of Principal Investigator/Course Director Date:
_________________________________
Chair's signature ___________________________________ Date:
________________________
The signature of the Principal Investigator/Course Director
indicates that the following have been considered:
1. Alternatives to use of animals.
2. Reduction of pain and stress in animals to the lowest
level possible.
3. The proper needs of the animals with respect to housing
and care.
4. The lowest number of animals used that will give the appropriate
experimental results.
5 Use of the most primitive species that will give the appropriate
experimental results.
6. Proper training of all personnel in the care and handling
of the species used and in the procedures called for in this
protocol before beginning the experiment/teaching or demonstration.
Federal Law requires that members of the ACUC be given
adequate time to read and review protocols including any
changes or revisions in them.
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